Proven process

1. Profiling

Through in-depth discussion and analysis with you, I create a detailed profile of your financial situation, time horizon, risk tolerance level, goals, and expectations. If appropriate, I may also prepare a detailed personal investment plan at this stage to help you manage debt levels or implement a consistent savings strategy.

2. Planning

In this phase, I prepare an individualized Investment Policy Statement (IPS) for you. The IPS incorporates our asset allocation strategy recommendation and also outlines our service and communication commitments so that you know exactly what to expect when working with us.

3. Implementing

At this point, I select investments to implement the asset allocation recommendation outlined in the IPS.

4. Reviewing

Every quarter, Macquarie Private Wealth provides you with a performance report that summarizes the individual securities held in your portfolio. As well, we provide comprehensive year-end performance reporting that outlines realized capital gains and losses so that you understand how your portfolio is working for you. Key to the reviewing phase is a personal meeting with you where we determine whether your profile remains accurate and, by extension, whether it continues to meet your current and future financial needs.

I commit to keeping in touch with you to ensure your profile accurately reflects your current situation.